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INTERNAL AUDIT & RISK ADVISORY

Process & Policy Audit

Professional, accurate, and FTA-compliant solutions optimized specifically for your Process & Policy Audit requirements in the UAE.

100%
Policy Compliance
Optimized
Workflows
Reduced
Bottlenecks
Actionable
Reporting

Process & Policy Audit

Fincore evaluates process efficiency and strict policy compliance across your core operations. Our audits test end-to-end workflows to see if employees are actually following the rulebook.

We identify operational bottlenecks, redundancies, and compliance deviations, delivering pragmatic recommendations to streamline controls, improve operational performance, and enforce corporate policies.

Workflow Optimization & Auditing

Ensuring your operations run exactly as designed.

01

Policy Adherence Testing

Auditing daily operations against your corporate manuals to identify where employees are circumventing rules or taking unauthorized shortcuts.

02

Process Mapping & Walkthroughs

Documenting current-state processes to visualize inefficiencies, duplicate efforts, and unnecessary approval layers.

03

Delegation of Authority (DoA) Review

Ensuring that financial and operational approvals are being executed strictly within the limits defined by the Board’s DoA matrix.

04

Efficiency Recommendations

Providing a detailed report on how to redesign processes to save time and reduce costs without sacrificing internal controls.

Process Audit Deliverables

Streamlining your operational flow.

Process Inefficiency & Bottleneck Report.
Policy Deviation Matrix.
Redesigned Workflow Maps (Future State).

Process Audit FAQs

Find answers to the most common questions about our Process & Policy Audit services in the UAE.

Will this slow down our operations?+
No. The goal of a process audit is to actually speed up operations by identifying and removing unnecessary bureaucratic layers while maintaining control.
What happens if employees are ignoring policies?+
We report deviations objectively to management. Often, deviations occur because the policy is outdated or impractical; we recommend fixes for the policy as well as the process.
Can you help write the policies if we don't have them?+
Absolutely. If we find that a process lacks a governing policy, our advisory team can draft comprehensive Standard Operating Procedures (SOPs) for you.
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+971 4 457 8200

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+971 4 457 8220