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Service Category

AML & COMPLIANCE ADVISORY

Professional aml & compliance advisory solutions tailored to ensure your business remains compliant, efficient, and positioned for growth.

About AML & COMPLIANCE ADVISORY

At Fincore, we recognise that AML & COMPLIANCE ADVISORY is a critical component of your operational success and regulatory compliance in the UAE. Our dedicated team of registered professionals brings deep expertise and a strategic approach to ensure your business not only meets all mandatory requirements but also leverages them for sustainable growth.

By partnering with us, you gain access to industry-leading methodologies, proactive advisory, and a commitment to excellence that safeguards your enterprise against risks while unlocking new opportunities in the dynamic Middle Eastern market.

AML & Compliance Advisory

Fincore provides end to end AML & compliance advisory for UAE businesses — from goAML registration to outsourced compliance officers and sanctions screening — helping you meet regulatory obligations and reduce enforcement risk.

We help businesses in the UAE implement and maintain AML/CFT programmes that meet federal requirements, reduce regulatory exposure and support commercial operations. Our services are tailored for financial institutions, DNFBPs and corporate entities required to register and report under UAE law.

Core Services

01

AML / goAML Registration

We assess whether your business is a designated person, prepare the goAML registration, and set up reporting workflows for Suspicious Transaction Reports (STRs) and other FIU submissions. Timely registration and correct reporting channels are essential to avoid administrative penalties.

02

KYC & Due Diligence Support

We design and implement customer due diligence (CDD) procedures, beneficial ownership checks and ongoing monitoring processes. Our KYC frameworks are risk based and aligned to UAE expectations for record retention and enhanced due diligence on higher risk clients.

03

AML Policies & Procedures

We draft and update AML/CFT policies, transaction monitoring rules, escalation matrices and internal reporting procedures. Policies are mapped to the latest UAE legislation and implementing regulations to ensure compliance and operational clarity.

04

Outsourced Compliance Officer

We provide experienced, on demand AML Compliance Officers (MLRO/Money Laundering Reporting Officer) to manage day to day compliance, reporting obligations and regulator interactions — a practical option for firms without in house capacity.

05

Sanctions & PEP Screening

We implement sanctions screening and PEP screening workflows, integrate screening tools, and set escalation rules for hits and false positives. Continuous screening against UAE, UN and international lists is a core control to prevent sanctions breaches.

Our Streamlined Process

How we deliver exceptional AML & COMPLIANCE ADVISORY results.

1

1. Assessment

Comprehensive evaluation of your current standing and specific requirements.

2

2. Strategy

Developing a tailored, FTA-compliant action plan for your business.

3

3. Execution

Flawless implementation with ongoing monitoring and strategic support.

Why Choose Fincore?

The premier choice for AML & COMPLIANCE ADVISORY in the UAE.

Certified Expertise

Our team comprises registered tax agents and chartered accountants with years of UAE regulatory experience.

Proactive Advisory

We don't just ensure compliance; we actively look for strategic advantages and cost-saving opportunities.

Client-Centric Approach

You receive a dedicated account manager ensuring clear communication and zero delays.

Explore Our Specialized Sub-Services

Got Questions?

Frequently Asked Questions

Find clear, authoritative answers to the most common questions regarding our AML & COMPLIANCE ADVISORY in the UAE.

What businesses are subject to AML regulations in the UAE?
Designated Non-Financial Businesses and Professions (DNFBPs) such as real estate agents, dealers in precious metals, auditors, and corporate service providers are subject to AML regulations.
What is the goAML portal?
The goAML portal is an integrated IT system used by the UAE Financial Intelligence Unit (FIU) for reporting suspicious transactions and activities.
What happens if a business fails to comply with AML laws?
Non-compliance can result in severe consequences, including massive administrative fines, license revocation, and potential criminal prosecution.
Do real estate brokers need an AML policy?
Yes, real estate brokers and agents are classified as DNFBPs and must implement robust AML policies and report suspicious transactions.
What is a Suspicious Transaction Report (STR)?
An STR is a report filed via the goAML portal when a business suspects that a transaction is related to money laundering or terrorist financing.
How often should AML training be conducted for staff?
Employees handling transactions should undergo AML training annually, or whenever there are significant updates to regulations.
Are Free Zone companies subject to the same AML laws as Mainland?
Yes, the Federal AML Law applies equally to all companies operating within the UAE, including all Free Zones and financial centers.
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+971 4 457 8200

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+971 4 457 8220